Head Of Advisory

Head Of Advisory

Head of Advisory and Training Section, Compliance Department

1.Provide compliance advisory support to the business and maintain compliance awareness for staff on meeting regulatory requirements.

2.Investigate non-compliance incidents ,report investigation findings and make recommendations to management for review.

3.Lead a team to ensure the appropriate controls and policies and procedures are in place for current and new businesses.

4.Deal with ad-hoc compliance issues and related projects assigned by management.

5.Bachelor’s Degree in Accounting. Finance, Laws and related discipline is required.

6.Sound knowledge of SFO, Banking Ordinance, operations and related professional qualifications is required.

7.Over 8 years of working experience in auditing or compliance.

8.Good command of written and spoken English,Chinese is advantageous.

9.Strong communication & presentation skills with different people.

We offer excellent career prospects to the right candidates. Interested candidates, please send resume to yolanda@fivepeakscapital.hk or contact Ms Tan at 3108-3139.